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Neoadjuvant Chemotherapy for Larynx Preservation: Has it Lost Importance

CC BY-NC-ND 4.0 · Indian J Med Paediatr Oncol 2018; 39(02): 227-233

DOI: DOI: 10.4103/ijmpo.ijmpo_99_17

Abstract

Over the time, the aim of treatment for locally advanced laryngeal and hypopharyngeal carcinoma has changed from cure to cure with the functional larynx. Chemoradiation has emerged as the most important therapeutic modality for patients with locally advanced disease. However, systemic failure remains an important area of concern. Induction chemotherapy has emerged as promising organ preservation approach as it gives an window to select responders and continuing treatment with nonsurgical approach as well as reduces systemic recurrence and improve survival with a functional larynx. However, there are questions about the efficacy of this approach. In this context, we aim to evaluate the trials for locally advanced laryngeal and hypopharyngeal cancer attempting to optimize therapeutic outcome with addition of induction chemotherapy. This present review intends to look into the therapeutic ratio of induction chemotherapy for disease control, organ preservation.

Publication History

Article published online:
23 June 2021

© 2018. Indian Society of Medical and Paediatric Oncology. This is an open access article published by Thieme under the terms of the Creative Commons Attribution-NonDerivative-NonCommercial-License, permitting copying and reproduction so long as the original work is given appropriate credit. Contents may not be used for commercial purposes, or adapted, remixed, transformed or built upon. (https://creativecommons.org/licenses/by-nc-nd/4.0/.)

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Abstract

Over the time, the aim of treatment for locally advanced laryngeal and hypopharyngeal carcinoma has changed from cure to cure with the functional larynx. Chemoradiation has emerged as the most important therapeutic modality for patients with locally advanced disease. However, systemic failure remains an important area of concern. Induction chemotherapy has emerged as promising organ preservation approach as it gives an window to select responders and continuing treatment with nonsurgical approach as well as reduces systemic recurrence and improve survival with a functional larynx. However, there are questions about the efficacy of this approach. In this context, we aim to evaluate the trials for locally advanced laryngeal and hypopharyngeal cancer attempting to optimize therapeutic outcome with addition of induction chemotherapy. This present review intends to look into the therapeutic ratio of induction chemotherapy for disease control, organ preservation.

Introduction

Head and neck cancer is the fifth most common cancer worldwide.[1] More than two third of these patients present in advanced stage disease and has limited treatment options with guarded prognosis.[2] Radical chemoradiotherapy (CTRT) has emerged as the preferred combination of chemotherapy and radiation in head and neck cancers.[3],[4] Chemotherapy and radiotherapy (RT) have also emerged as an important option for organ preservation in laryngeal and hypopharyngeal cancers.[5] The various organs in head and neck work in a coordinated manner and are important in respiration, swallowing, speech, hearing and functional, and cosmetic aspects of various structures in head and neck are important in providing good quality of life in patients. Surgery in advanced laryngeal or pharyngeal cancers leaves the patient with a tracheostomy tube, loss of his voice as well as a tube for enteral feeding fir the patients. The cosmetic disfigurement associated with a massive surgery adds to the insult. Most of these patients also require postoperative RT as they are in advanced stages and usually have high-risk features, adding to the cell carcinoma of the head and neck is a acute and late effects side effects in addition. Squamous moderately radiosensitive tumor and organ preservation are feasible in these patients. However, note should be made that local tumor control of with RT is critical in organ preservation and never matches that of surgery. Ultimately, a large fraction of patients will require surgery. The role of chemotherapy in organ preservation can be viewed in two aspects; one is chemotherapy given with RT where it is given along with RT as a radiosensitizer where it increases the efficacy of RT, thus improving local control and providing improved larynx preservation rates. The reduction in systemic metastasis and thus improved survival may come as an additional benefit in these patients. The second approach is to use chemotherapy alone in the upfront situation with the primary aim of selecting good candidates for the organ preservation approach. The good responders are taken up for larynx preservation with RT alone or with concurrent chemoradiotherapy (CCRT). The reduction in systemic metastasis and thus improved survival may be expected in these studies but has not been convincingly proved.

Among these two approaches the optimum or best approach is often debated. The Radiation Therapy Oncology Group (RTOG) trial has shown maximum benefit with the CCRT strategy. In this review, we would like to review the various trials which have used neoadjuvant chemotherapy (NACT) for larynx preservation with special emphasis on ideal regimen, larynx preservation rates, number of cycles, and the role of concurrent chemotherapy and future of NACT in larynx preservation.

Who All Should Be Selected for the Nact Approach?

The patients who are selected for larynx preservation approach with neoadjuvant chemotherapy include patients with locally advanced laryngeal or pharyngeal cancer who may require total laryngectomy if a surgical approach is taken. This would basically include stage III and IV (T2-T4, N0-N2) larynx or hypopharyngeal cancer.[6] It is better to avoid patients with tumors that penetrated through cartilage with gross invasion to the base of the tongue.[7] Inner cartilage invasion patients may be taken up for larynx preservation strategies.[8] There are small series that have shown feasibility of larynx preservation even in patients with cartilage invasion.[9] The patients with N3 nodal disease and those with transglottic tumors should be carefully assessed before taking up for larynx preservation.[10] There are retrospective series in which N3 disease patients were also given NACT for organ conservation.[8]

As the treatment is associated with significant toxicity only patients with good performance status (Karnofsky performance status >70), with controlled comorbidities, good renal and liver functions must be selected for this approach. Metastatic patients should also be not taken up for this approach. Adequate bone marrow reserves must be ensured before taking the patient for NACT with the aim of organ preservation. The patient selection characteristics of major trials which have evaluated NACT for organ preservation is summarized in [Table 1].

Table 1

Patient selection characteristics of major trials which have evaluated neoadjuvant chemotherapy for larynx preservation

What Should Be The Ideal Regimen?

Although initial larynx preservation trials used the doublet regimen of cisplatin and 5-fluorouracil (5 FU) for induction, the later trials used a triplet regimen adding docetaxel to the doublet. The doublet regimen consisted of cisplatin 100 mg/m 2 on day 1 and 5 FU 1000 mg/m 2 day 1–5 as a 24 h infusion daily.[6],[7],[14] In triplet regimen, the cisplatin dose reduced to 75 mg/m 2 on day 1 plus 5 FU 75 mg/m 2 day 1–5 and docetaxel 75 mg/m 2.[10] The only trial that has compared head on between the two is the GORTEC 2000–01 trail which randomized 213 patients of laryngeal and hypopharyngeal cancer to receive three cycles induction chemotherapy with Taxol, Platinum, 5Fu (TPF) or Platinum, 5Fu (PF). Patients with >50% regression of tumor were then treated with CTRT or RT alone.[12] 3-year larynx preservation was significantly improved in the TPF arm compared to PF arm (70.3% vs. 57.5%, P = 0.03). 3 year OS was 60% in both the arm with 3-year disease-free survival (DFS) also not different (58% vs. 44%, P = 0.011). The TPF-treated patients had higher rate of neutropenia (31.5% vs. 17.6%) and more febrile neutropenia (10.9% vs. 5.8%). However, only 62.7% and patients in the TPF and 32% patients in the PF group completed the treatment without delay or dose reduction. Thus, the addition of one-third agent is associated with significant toxicity but improves laryngeal preservation rates. This can be seen in parallel to the trails comparing doublet versus triplet chemotherapy in head and neck cancer where significant survival benefit was seen with the triplet regimen but at the cost of increased toxicity.[15],[16],[17] Thus, in patients with good performance status, a triplet regimen should be preferred, keeping in mind the higher laryngeal preservation rates associated with it.

Some smaller series have also evaluated doublet regimens such as docetaxel plus cisplatin/carboplatin for organ preservation.[18] A small study by Rubio Suárez et al. had evaluated the combination of vinorelbine, cisplatin, and Tegafur/uracil. Had a good laryngeal preservation rate of 50% in laryngeal primaries.[19]

Pfreundner et al. evaluated paclitaxel + cisplatin as NACT for organ preservation in patients with advanced laryngeal and hypopharyngeal carcinomas and reported a larynx preservation rate of 84% at 25 months.[20]

Response assessment after NACT should be done after 2–3 cycles of chemotherapy. It would be more logical to go for response assessment after 2 cycles as followed by the Veterans affairs (VA) trial and then go for a third cycle in responders.[6] It gives enough time for RT planning and prevents gap in the treatment. Smaller series have also reported assessment after 1 cycle of chemotherapy and reported a high response rate of >70% with 1 cycle.[21] A maximum of 3 cycles must be given as giving >3 cycles may prolong the overall treatment time and may increase the accelerated repopulation of tumor cells. The response rate to triplet chemotherapy has been reported to be as high as 85%.[22]

Who Should Be Selected For Larynx Preservation Versus Surgery?

The patients after receiving 2–3 cycles of NACT must undergo a response assessment and should be properly selected for a further RT for organ preservation or surgery. The trials have varied in their approach of selection of patients for organ preservation. The European Organization for Research and Treatment of Cancer Head and Neck Cooperative Group (EORTC) 24891 selected only patients with a complete response (CR) after NACT for organ preservation approach while those without a CR went on to have a surgery.[11] However, the VA trial and the RTOG 91–11 trial took patients at least who had a partial response (PR) (≥50% reduction in size of the primary) for RT approach.[6],[7] However, when we analyze the results the rate of larynx preservation was higher in the VA and the RTOG trial than the EORTC trial. This may be because some of the patients who might have had larynx conservation underwent surgery due to strict cutoff for response in the EORTC trial. The trials that followed these three land mark trials also used the criteria of at least a PR to chemotherapy as a indication for RT over surgery. Thus, it is logical to evaluate the patient after 2–3 cycles of NACT and those patients who have at least a PR be selected for further RT.

A summary of various chemotherapy schedules and selection criteria for larynx preservation used in various trials is given in [Table 2].

Trial/year

Number of patients

Patient selection

Subsite

Characteristics

VA – Veterans affairs; EORTC – European Organization for Research and Treatment of Cancer; RTOG – Radiation Therapy Oncology Group

VA trial, 1991®

332

Larynx

Stage III/IV larynx cancer excluding T1N1 cancers, inoperable and metastatic cases

EORTC 24891, 1996[11]

202

Hypopharynx

T2-T4, N0-N2b squamous cell carcinoma of the pyriform sinus or aryepiglottic fold

RTOG 91-11, 2003[7]

547

Larynx

Stage III/IV larynx cancer. T1 primary tumors were ineligible as well as T4 tumors that penetrated through cartilage or >1 cm into the base of tongue

GORTEC 2000-01,2009[12]

220

Larynx/hypopharynx

Stage III or IV

EORTC 24954, 2009[13]

450

Larynx/hypopharynx

Larynx T3-T4, N0-N2 Hypopharynx T2-T4, N0-N2

TREMPLIN, 2013[10]

153

Larynx/hypopharynx

Stage III to IV larynx/hypopharynx squamous cell carcinoma T2-T3, N0-resectable N3

Table 2

Summary of various chemotherapy schedules and selection criteria for larynx preservation used in various trials

Expected Survival And Larynx Preservation Rates

When we analyze the larynx preservation in various trials, it is basically the anatomically intact larynx that we consider as preserved larynx. The various functions of larynx include phonation, prevent aspirations while deglutition. Provide a safe pathway for air into the lung. Ideally, these various functions of larynx must be intact reasonably to call the patient has a functionally preserved larynx. However, also to be careful is that the survival of the patient should not be compromised in an attempt to improve larynx preservation rates. A delicate balance of these various factors is the key to successful implementation of larynx preservation protocols.

One the earliest trial reported was the VA trial.[6] This trial randomized 332 patients of locally advanced, but resectable SCC of larynx to surgery followed by adjuvant radiation or induction chemotherapy followed by radiation for those achieving >50% response. 2-year survival was 68% in both the treatment arm. However, DFS was nonsignificantly inferior in the treatment arm. The most important finding was larynx preservation in 64

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